CATERPILLAR INC

$CAT
13F holders
3,627
Net 13F flow · Q
Insider buys · 90d
0
Insider net · 90d
Congress · 90d
1trades
Convergence

Institutional holders

Top 10 of 3,627 · Source: 13F-HR
01
State Street
02
Axa S.a.
03
Brightline Capital Management, LLC
04
Strs Ohio
05
Citizens Financial Group INC
06
CBM Financial, LLC
07
Solus Alternative Asset Management LP
08
Litman Gregory Wealth Management LLC
09
State Farm Mutual Automobile Insurance Co.
10
Foster & Motley Inc.

Each fund name links to that filer's expert page. Share counts and per-fund weights are pending the 13F ingest fix (portfolios_expertholding.units is currently mis-populated — see the same caveat on the fund detail page's holdings table). Quarter-over-quarter delta ships with the metrics pipeline.

See all 3,627 13F holders · Pro →

Smart Money · top-200 alpha cohort

66 holders · Q1 2026
Top-200 Cohort Floods Into $CAT in Q1: 44 of 68 Initiated

Forty-four of the 68 top-200 alpha managers holding $CAT as of Q1 2026 initiated their positions this quarter; zero added to existing stakes, and only 4 exited. Platinum Investment Management Ltd. entered at 1.52% weight, the largest new position in the cohort. Oribel Capital Management, LP and Bradley Foster & Sargent INC followed close behind, initiating at 1.29% and 1.14% respectively.

Among the 20 holders that carried the name from Q4 2025, the picture is quieter. Fruth Investment Management — the cohort's largest holder at 1.37% — nudged its weight up just +0.12pp from 1.25%. Wellington Management Group LLP moved the other way, trimming from 0.39% to 0.15% (-0.24pp); Oxford Asset Management LLP similarly cut from 0.28% to 0.11% (-0.16pp). Four managers — Polymer Capital Management (HK) LTD, Quarry LP, Fielder Capital Group LLC, and Caption Management, LLC — exited outright, though none had held above 0.43%.

Cohort-average weight sits at 0.33%, with a range of 0.01% to 1.52%. The distribution is heavily right-skewed: the top five holders account for a disproportionate share of aggregate cohort weight, while the median position is well below 0.25%. The 20 flat-holders show negligible net drift, suggesting the quarter's story is entirely in the initiation wave rather than any conviction shift among incumbents.

Forty-four simultaneous initiations in a single industrial name is a structurally unusual configuration — the kind that typically reflects index-rebalancing mechanics or model-portfolio adoption rather than concentrated conviction, though the data alone cannot distinguish between the two.

01
Platinum Investment Management Ltd.
1.52% NEW
α +25.6pts
02
Fruth Investment Management
1.37% held
α +79.5pts
03
Oribel Capital Management, LP
1.29% NEW
α +12.0pts
04
Bradley Foster & Sargent INC
1.14% NEW
α +11.1pts
05
Pittenger & Anderson Inc.
0.95% NEW
α +21.3pts
06
Kieckhefer Group LLC
0.79% held
α +13.5pts
07
Banco Santander, S.A.
0.69% held
α +12.6pts
08
Delta Financial Advisors LLC
0.65% NEW
α +18.1pts
09
MFA Wealth Services
0.61% NEW
α +16.2pts
10
Venture Visionary Partners LLC
0.57% NEW
α +10.3pts
11
Focused Wealth Management, Inc
0.55% NEW
α +19.2pts
12
Merrion Investment Management Co, LLC
0.50% held
α +16.0pts
13
Stamos Capital Partners, L.P.
0.49% NEW
α +10.2pts
14
Citigroup Inc.
0.48% NEW
α +26.3pts
15
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
0.48% NEW
α +27.5pts
16
Nisa Investment Advisors, LLC
0.44% held
α +16.6pts
17
New Age Alpha Advisors, LLC
0.43% held
α +10.8pts
18
Wincap Financial LLC
0.43% ↓ 1.3pp
α +14.0pts
19
CV Advisors LLC
0.36% held
α +29.1pts
20
Hamel Associates, Inc.
0.36% NEW
α +12.3pts
21
Sandler Capital Management
0.35% held
α +12.8pts
22
Cypress Capital Group
0.34% NEW
α +12.6pts
23
Johnson Financial Group, Inc.
0.33% held
α +14.7pts
24
Beverly Hills Private Wealth, LLC
0.29% NEW
α +10.4pts
25
Vista Investment Partners LLC
0.27% NEW
α +10.8pts
26
TABR Capital Management, LLC
0.26% NEW
α +13.6pts
27
Courier Capital LLC
0.25% NEW
α +14.9pts
28
Bolthouse Investments, LLC
0.25% NEW
α +13.6pts
29
Sharpepoint LLC
0.23% held
α +11.4pts
30
Costello Asset Management, INC
0.22% held
α +14.3pts
31
Tandem Wealth Advisors LLC
0.21% held
α +14.1pts
32
Narus Financial Partners, LLC
0.21% held
α +11.1pts
33
Principal Securities, Inc.
0.20% held
α +21.3pts
34
Connor, Clark & Lunn Investment Management Ltd.
0.20% held
α +12.3pts
35
Erste Asset Management GmbH
0.19% NEW
α +33.4pts
36
Echo45 Advisors LLC
0.17% held
α +17.2pts
37
Fiduciary Alliance LLC
0.15% NEW
α +16.8pts
38
Wellington Management Group LLP
0.15% held
α +10.5pts
39
TRUE Private Wealth Advisors
0.14% NEW
α +23.4pts
40
Eventide Asset Management, LLC
0.13% NEW
α +22.5pts
41
Svb Wealth LLC
0.13% held
α +29.6pts
42
Choate Investment Advisors
0.13% NEW
α +13.8pts
43
Independent Solutions Wealth Management, LLC
0.13% NEW
α +19.1pts
44
RFG Advisory, LLC
0.12% NEW
α +16.2pts
45
Rokos Capital Management LLP
0.12% NEW
α +12.2pts
46
Oxford Asset Management LLP
0.11% held
α +10.3pts
47
Nikko Asset Management Americas, Inc.
0.10% NEW
α +22.1pts
48
Fulton Bank, N.a.
0.10% NEW
α +23.8pts
49
NerdWallet Wealth Partners, LLC
0.10% NEW
α +11.3pts
50
Linscomb Wealth, Inc.
0.08% held
α +32.6pts
51
Quarry LP
0.08% held
α +10.6pts
52
Walkner Condon Financial Advisors LLC
0.08% held
α +23.7pts
53
Quantum Financial Planning Services, Inc.
0.08% held
α +28.9pts
54
Greenwich Wealth Management LLC
0.07% held
α +12.7pts
55
Knightsbridge Asset Management, LLC
0.07% held
α +24.2pts
56
Scopia Capital Management LP
0.06% held
α +10.2pts
57
GM Advisory Group, LLC
0.06% held
α +16.5pts
58
Impact Partnership Wealth, LLC
0.05% held
α +10.3pts
59
Shufro Rose & Co. LLC
0.04% held
α +32.3pts
60
RiverPark Advisors, LLC
0.03% held
α +21.5pts
61
ProVise Management Group, LLC
0.02% held
α +11.2pts
62
JTC Employer Solutions Trustee Ltd
0.02% held
α +22.6pts
63
Corsicana & Co.
0.02% held
α +20.0pts
64
Caption Management, LLC
0.02% held
α +15.5pts
65
Banque Pictet & Cie SA
0.01% held
α +10.3pts
66
LM Advisors LLC
0.01% held
α +15.5pts

Smart Money shows holdings from our Top-Performer cohort — the 200 highest-alpha manager_13f funds in our universe. Position weight (current quarter) and QoQ delta versus prior quarter. α is the manager's annual alpha vs benchmark.

Insider activity · last 90 days

No insider activity

No Form 4 filings on record for $CAT in the recent window.

Congress trades · last 90 days

50 disclosures · STOCK Act
Traded Feb 7
BOUGHT
$15K–$50K
6dSTOCK
Senate · Arkansas · Traded Jan 29
BOUGHT
$1K–$15K
Feb 15STOCK
Senate · Oklahoma · Traded Dec 29
BOUGHT
$15K–$50K
Jan 16STOCK
House · California · Traded Nov 18
BOUGHT
$1K–$15K
Dec 15STOCK
House · California · Traded Nov 25
SOLD
$1K–$15K
Dec 8STOCK
House · California · Traded Oct 17
BOUGHT
$1K–$15K
Nov 18STOCK
House · California · Traded Oct 27
SOLD
$1K–$15K
Nov 14STOCK
House · California · Traded Oct 23
SOLD
$1K–$15K
Nov 14STOCK
House · California · Traded Oct 23
SOLD
$1K–$15K
Nov 14STOCK
House · California · Traded Oct 27
SOLD
$1K–$15K
Nov 14STOCK
See full $CAT Congress history →

Convergence · Pattern Engine ships in v1.1

30-day window
In development

Convergence detection for $CAT lands with the Pattern Engine.

Once the Pattern Engine ships, this section will surface every active convergence event involving $CAT — the institutional managers and Congress members on the same name, the 30-day window, and the combined position size.

Source data: SEC EDGAR · 13F-HR · Form 4 · CapitolTrades · Last refreshed 09:13 UTC.